CFTC Regulation 1.55(o)(1) requires each futures commission merchant, including Citigroup Global Markets Inc. (CGMI) to make publicly available the below financial information on the CGMI’s website effective July 12, 2014. The regulation requires the applicable financial information to be made publicly available for the most current 12 month period.
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Daily Statement of Secured Amounts and funds held in 30.7 accounts for most current 12 month period, daily statement of segregation requirements and funds in seg for customers trading on U.S. exchanges for the most current 12 month period, and daily statement of cleared swaps customer seg requirements and funds in 4d(f) accounts for the most current 12 month period
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A summary schedule of our adjusted net capital, net capital, and excess net capital, all computed in accordance with 1.17 as of month end for the most recent 12 months
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Box 3640
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Box 3750
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Box 3910
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Period
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Tentative Net Capital
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Net Capital
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Excess Net Capital
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| October 2024 |
$21,181,268,208 |
$16,426,878,073 |
$11,616,287,651 |
| September 2024 |
$21,416,846,449 |
$17,256,296,385 |
$12,368,563,616 |
| August 2024 |
$21,582,784,504 |
$16,866,744,223 |
$12,100,586,588 |
| July 2024 |
$21,164,098,675 |
$17,116,228,796 |
$12,542,822,693 |
| June 2024 |
$21,763,424,575 |
$18,131,510,641 |
$13,703,049,233 |
| May 2024 |
$22,035,357,841 |
$18,251,509,082 |
$13,808,253,561 |
| April 2024 |
$21,422,034,591 |
$17,941,582,174 |
$13,733,329,860 |
Amended FOCUS filing |
| March 2024 |
$21,937,138,978 |
$18,811,102,405 |
$14,444,230,992 |
| February 2024 |
$21,673,687,249 |
$17,917,508,780 |
$13,433,142,820 |
| January 2024 |
$21,747,280,160 |
$17,525,772,625 |
$13,079,788,337 |
| December 2023 |
$21,543,617,666 |
$17,733,814,600 |
$13,283,295,766 |
Amended FOCUS filing |
| November 2023 |
$21,542,697,428 |
$17,285,075,668 |
$12,410,135,959 |
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CGMI Annual SFC
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CGMI Semi-annual SFC
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Statement of financial condition, statement of segregation requirements and funds in segregation for customers trading on US Exchanges, statement of secured amounts and funds held in 30.7 accounts, statement of cleared swaps customer seg requirements and funds in 4d(f) accounts and all related footnotes to the above schedules that are part of our most current certified annual report pursuant to 1.16.
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Statement of segregation requirements and funds in segregation for customers trading on US Exchanges, statement of secured amounts and funds held in 30.7 accounts, statement of cleared swaps customer seg requirements and funds in 4d(f) accounts that are part of our unaudited Form 1-FR-FCM or FOCUS report for the most current 12-month period.