DR Year End Report

Issuer Country Industry 2 USD Value (in Millions) Huatai Securities* China Diversified Financial Services $1,692 Douyu International Holdings Ltd China Software $775 Luckin Coffee Inc. China Beverages $678 Genmab AS Denmark Biotechnology $506 OneConnect Financial Technology Co., Ltd. China Software $312 Linx S.A. Brazil Software $257 Jumia Technologies AG Germany Internet $225 HeadHunter Group PLC Cyprus Internet $220 GSX Techedu Inc. China Software $208 Wanda Sports Group Company Limited China Media $190 So-Young International Inc. China Internet $179 AMTD International Inc. Hong Kong Diversified Financial Services $174 BioNTech SE Germany Biotechnology $150 Genfit France Biotechnology $145 Ruhnn Holding Limited* China Internet $125 Yunji Inc. China Internet $121 UP Fintech Holding Limited China Diversified Financial Services $104 Futu Holdings Limited China Diversified Financial Services $104 Vista Oil & Gas S.A.B. de C.V. Mexico Oil & Gas $99 *Signifies Citi DR program capital raising. IPO Deals in bold italics signify a JOBS Act Deal. 1 Defined as capital raising at the time of listing of a new DR security, data as of December 31, 2019. 2 Industry as defined by Bloomberg. DR IPOs 1 Global DR Capital Raisings (cont.) Source: Bloomberg and Depositary Data Interchange. 14